Compliance & Regulation

SEBI’s Investment Adviser Charter

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Complaint Data

Data for the month ending : December 2021

Sr. No. Received from Pending at the end of last month Received Resolved* Total Pending # Pending complaints > 3 months Average Resolution time ^ (in days)
1 Directly from Investors
0
0
0
0
0
0
2 SEBI (SCORES)
0
0
0
0
0
0
3 Other Sources (if any)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0

Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

The Trend of Monthly Disposal of Complaints

Sr. No. Month Carried forward from previous month Received Resolved* Pending#
1 November, 2020
0
0
0
0
2 Decemberr, 2020
0
0
0
0
3 January, 2021
0
0
0
0
4 February, 2021
0
0
0
0
5 March, 2021
0
0
0
0
6 April, 2021
0
0
0
0
7 May, 2021
0
0
0
0
8 June, 2021
0
0
0
0
9 July, 2021
0
0
0
0
10 August, 2021
0
0
0
0
11 September, 2021
0
0
0
0
12 October, 2021
0
0
0
0
13 November, 2021
0
0
0
0
14 December, 2021
0
0
0
0
15 January, 2022
16 February, 2022
17 March, 2022
Grand Total
0
0
0
0

The Trend of Annual Disposal of Complaints

Sr. No. Year Carried forward from previous year Received Resolved* Pending#
1 2019-20
0
0
0
0
2 2020-21
0
0
0
0

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    SEBI Scores

    There will be occasions when you have a complaint against a listed company/ intermediary registered with SEBI. In the event of such complaint you should first approach the concerned company/ intermediary against whom you have a complaint. However, you may not be satisfied with their response. Therefore, you should know whom you should turn to, to get your complaint redressed.  SEBI takes up complaints related to issue and transfer of securities and non-payment of dividend with listed companies. In addition, SEBI also takes up complaints against the various intermediaries registered with it and related issues. SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status.

    Click here to visit SEBI’s SCORES website.

    SEBI’s Investment Advisers Regulations

    SEBI’s has segregated the role of Advisors & Distributors. The intent has been to make sure that only genuine advisors can provide Advice and the investment product distributors only provide execution services. To know a bit more about SEBI’s IA regulations, click here

    CERVIN is a pure Advisors and has no other lines of business. It does not have any PMS, asset management or broking services and purely works as an advisor to its clients. Click here to read our disclosure document.

    CERVIN’s Disclosure Document

    Cervin Family Office & Advisors Pvt. Ltd.

      • R-Tech Park, 13th Floor, Regus CB36/37,
        Nirlon Knowledge Park Lane, Goregaon-East,
        Off. Western Express Highway,
        Mumbai 400063, Maharashtra, INDIA
      • Phone: (91) 22 44764663

    Engage With Us

    Nearest SEBI Office

      • Securities and Exchange Board of India
        G Block, Near Bank of India, Plot No. C 4-A, G Block Rd,
        Bandra Kurla Complex, Bandra East, Mumbai 400051

    Cervin Family Office & Advisors Pvt. Ltd.

      • CIN Number : U74999MH2019PTC324434
      • SEBI Investment Advisor Registration : INA000015385
      • Type of Registration : Corporate
      • Validity : Perpetual
      • Principal officer : Mr Rohit Karkera

    Complaint Status (January 2022)

      • Beginning of the month : 0
      • Received during the month : 0
      • Resolved during the month : 0
      • Pending at the end of the month : 0
      • Reasons for pendency : NA

    Cervin Family Office & Advisors Pvt. Ltd.

      • R-Tech Park, 13th Floor, Regus CB36/37,
        Nirlon Knowledge Park Lane, Goregaon-East,
        Off. Western Express Highway,
        Mumbai 400063, Maharashtra, INDIA
      • Phone: (91) 22 44764663

    Engage With Us

    Nearest SEBI Office

      • Securities and Exchange Board of India
        G Block, Near Bank of India, Plot No. C 4-A, G Block Rd,
        Bandra Kurla Complex, Bandra East, Mumbai 400051

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    Cervin Family Office & Advisors Pvt. Ltd.

      • CIN Number : U74999MH2019PTC324434
      • SEBI Investment Advisor Registration : INA000015385
      • Type of Registration : Corporate
      • Validity : Perpetual
      • Principal officer : Mr Rohit Karkera

    Complaint Status (December 2021)

      • Beginning of the month : 0
      • Received during the month : 0
      • Resolved during the month : 0
      • Pending at the end of the month : 0
      • Reasons for pendency : NA

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